暗記メーカー
ログイン
MLO Practice Questions
  • AyannaDesirée

  • 問題数 100 • 2/18/2025

    記憶度

    完璧

    15

    覚えた

    35

    うろ覚え

    0

    苦手

    0

    未解答

    0

    アカウント登録して、解答結果を保存しよう

    問題一覧

  • 1

    Sellers and telemarketers who violate the Do Not call provision may face?

    $46,517-$50,120 civil penalty for each violation

  • 2

    What Two laws created CFPB?

    Dodd Frank Act & Consumer Protection Act

  • 3

    RESPA (Regulation Z) Prohibits kickbacks between:

    Settlement Service Providers

  • 4

    15 Days

  • 5

    If a lender takes Adverse Action on an applicants mortgage loan application, what must the lender provide to the applicant?

    Notification Describing the Adverse Action Taken, but use of the term “ Adverse Action” is not required

  • 6

    If a borrower rescinds, the borrower is entitled to a full refund of any funds provided to escrow within how many days ?

    20

  • 7

    Late charges for VA loans are capped at:

    4%

  • 8

    Funding Fee

  • 9

    Whats the expiration of loan estimate settlement charges

    10 Business Days from when the loan originator provided it to the borrower

  • 10

    Which of the following can you not discriminate against?

    All the Above

  • 11

    What is the maximum fine an MLO may be charged for a violation of state rules?

    $34,401 per offense may be charged for licensee who violate license law

  • 12

    Which of the following according to the civil rights act can you not discriminate against?

    Race

  • 13

    What’s the Recission Period ?

    3 Business Days

  • 14

    If an application is declined, the financial institution must notify the applicant within

    30 Days and must deliver to applicant a written statement specifying the reasons for denial

  • 15

    Once a complete credit application has been submitted to a lender, how long does the lender have to inform the applicant of the credit decision?

    30 Days

  • 16

    If a lender does not provide notice of their right to rescind to consumer, the consumer will have and extended right of rescission up to:

    3 years

  • 17

    What are two forms required by TRID rules to be used in all lender financed residential closings?

    Loan estimate & Closing Disclosure

  • 18

    The right of rescission Applies to:

    HELOCs & Refinances of borrowers primary residence

  • 19

    The right of rescission does not apply to:

    purchase loans, construction loans, commercial loans, second homes

  • 20

    Who created NMLS ( Nationwide multi state licensing system & registry) ?

    CSBS & AARMR

  • 21

    Lender is required to keep escrow cancellation notice for how many years ?

    2 years after loan consummation

  • 22

    If a property is sold within 180 days to 1 year it is subject to:

    Additional review to establish value

  • 23

    If a property is sold within 91 to 180 days it is subject to:

    Second independent appraisal that is required & borrower cannot be charged for

  • 24

    If a borrower is purchasing a home being sold within 90 days the borrower is

    ineligible to use FHA loan

  • 25

    The 4 C’s of Underwriting

    Credit, Collateral, Capital, Capacity

  • 26

    Qualified mortgages have a limit on upfront points and fees. Assuming a loan amount of $200,000 or more, the point can’t exceed __ of the total loan amount

    3%

  • 27

    Applicants are subject to a waiting period of how many days after the failed attempt of the first and second test?

    30 Days

  • 28

    After every third failed test, applicants are subject to a waiting period of how many days before retaking the test?

    180 days

  • 29

    Fannie Mae & Freddie Mac purchases first lien mortgages that are secured by:

    Residential properties when the dwelling consists of 1-4 units and can have occupancy that may be a principal residence, a second home or investment property

  • 30

    Regulation N provides 19 examples of the _____ that were the subject of enforcement actions before its adoption

    Most common advertising misrepresentations

  • 31

    The conference of state bank supervisors and the american association of residential mortgage regulators created a:

    Model state law (MSL) to assist individual states with overseeing loan origination and mortgage services

  • 32

    What is the Fair housing Act protected classes:

    Race , Color , Religion , National Origin, Sex, Familial Status , Disability

  • 33

    What is ECOA protected Classes?

    Race , Color , Religion , Sex, National Origin , Marital Status , Age, Receipt of Public Assistance

  • 34

    Loans Covered under TILA (Truth in lending Act) Reg Z:

    Home Mortgages , Reverse Mortgages , (Private) Student Loans , Credit Card Loans , HELOCs, Installment Loans

  • 35

    Who needs to be licensed ?

    MLOs, Mortgage Bankers , Mortgage Brokers, Independent Contractors

  • 36

    CFPB oversees and enforces federal mortgage related acts and law including:

    ECOA, FCRA , HMDA, HOEPA, RESPA, SAFE Act, TILA, E-Sign Act

  • 37

    What is the name of the AUS ( Automated underwriting system) Used for Sec 502 Loans ?

    GUS

  • 38

    What is the purpose of Sec 216 of the FACT Act ?

    To properly dispose of consumer report information and records

  • 39

    What Agency oversees credit unions ?

    NCUA

  • 40

    A loan will be considered a high price mortgage loan ( HPML) if:

    The APR is 2.5% higher than the APOR on first lien “Jumbo” loans

  • 41

    When is the borrower’s first mortgage payment due?

    on the first day of the second month after closing

  • 42

    What’s does the 8 hours of continuing education include:

    3 hr of federal law , 2 hr of ethics , 2 hr of Nontraditional mortgage products , 1 hr of electives

  • 43

    10% Tolerance (fees cannot increase more than 10% in any given category] include:

    The borrower selects the settlement service from a lender provided list , lender selects service provider, recording fees

  • 44

    Zero tolerance ( fees may not increase before closing) include

    loan application , underwriting , points, origination fees, yield spread premiums

  • 45

    Unlimited / No tolerance (fees for which the cost is out of the lender’s control) include

    service for which the borrower can shop , prepaid taxes, mortgage interest , homeowners insurance / insurance , fees for services not required by the lender such as; inspections or owners title policy

  • 46

    What’s the minimum and maximum amount of flood insurance needed ?

    $100,000 & $250,000

  • 47

    Whats the 4 elements of a valid contract?

    Competent parties, mutual consent, lawful objective & consideration

  • 48

    An applicant can request a statement of reasons within how many days of receiving the original adverse notice ?

    60 days

  • 49

    If an application for credit is denied based on the appraisal the borrower has how many days to request a copy

    90

  • 50

    If an application for credit is denied based on the appraisal the lender has how many days to deliver the copy once borrower requests it ?

    30

  • 51

    ECOA deals primarily with what:

    ECOA deals primarily with prohibiting credit discrimination on the basis of race, color, religion, national origin, sex, marital status, age, receipt of public assistance

  • 52

    What is Included in the APR:

    processing fees, origination fees, discount fees, interest rates , underwriting fees, mortgage broker fees

  • 53

    What is not included in the APR ?

    Title insurance, Escrow, notary fee, Appraisal , credit report, termite inspection & seller credits

  • 54

    When do you give the servicing transfer statement ?

    No later than 15 business days before the transfer to the new servicer & The new service lender has 15 business days after the transfer to send the servicing transfer disclosure (Hello letter)

  • 55

    Fannie Mae requires only a__ year history to be reviewed for all credit & public information

    7 years

  • 56

    whats the minimum downpayment for a FHA loan for borrowers credit score that is 580 or higher

    3.5%

  • 57

    What is the minimum downpayment for a FHA loan for Borrowers that have a credit score between 500-579

    10%

  • 58

    At what credit score is the borrower not eligible for FHA Loan

    below 500

  • 59

    Whats the late fee for a VA Loan?

    4% of PNI

  • 60

    Whats the late fee for a FHA Loan?

    4% of PNI

  • 61

    What’s the late fee for a USDA Loan

    4% of PNI

  • 62

    Whats the late fee for a Conventional loan?

    5% of PNI

  • 63

    How many months of PITI payments must be verified for a loan on a non-owner occupied property?

    6 months

  • 64

    How many months of PITI payments must be verified for a loan on a owner occupied property ?

    2 months

  • 65

    What percentage of ownership do you need to be self employed?

    25%

  • 66

    If the credit report does not show a required minimum payment amount the lender should use an amount equal to what percent of the outstanding balance ?

    5%

  • 67

    Commission, overtime bonus & part time income must be averaged over how many years ?

    2 years

  • 68

    What is a 203(b) loan?

    FHA Fixed rate loan

  • 69

    what is a 203(k) loan

    Rehab Loan

  • 70

    If a consumer requests cancellation of their escrow account the lender must deliver an escrow closing notice no later than how many days before closure of the account ?

    3 business days

  • 71

    If the escrow account is closed for any other reason aside from request from borrower when must the lender deliver an escrow closing notice ?

    no later than 30 business days before the escrow account is closed

  • 72

    2 types of freehold estates:

    Fee simple Absolute & Fee simple defeasible

  • 73

    How long must you retain the DNC ( Do not call) List ?

    5 years

  • 74

    How long must you retain the MAP ( Mortgage Acts & practices) records?

    3 years

  • 75

    How long do you have to retain the LAR ( Loan application registry) ?

    25 months

  • 76

    How long do you have to retain the LOC ?

    3 years

  • 77

    How long do you have to retain SAR (Suspicious Activity Report)?

    5 years

  • 78

    How long do you have to retain ECOA disclosure ?

    25 months

  • 79

    How long do you have to retain the Affiliated business disclosure records?

    3 years

  • 80

    Who maintains flood maps?

    FEMA

  • 81

    When must lenders remove PMI for conforming loans?

    Lenders should remove PMI when LTV reaches 78% and the equity reaches 22%

  • 82

    When should the lender remove the PMI for nonconforming loans ?

    Lenders should remove PMI when the LTV reaches 77% and the equity reaches 23%

  • 83

    What is Warehouse Funding:

    Occurs when a lender obtains funds for closing from a line of credit extended by a commercial bank

  • 84

    What is an Estoppel letter?

    The closing agent sends an estoppel letter to the seller’s lender requesting the payoff amount

  • 85

    What are the 4 types of legal descriptions for properties

    Monument Method, Lot & Block survey system, US Public land survey system , Metes & Bounds method

  • 86

    What is a CTR:

    Currency Transaction Report

  • 87

    Who is the CTR under:

    BSA/ AML

  • 88

    Who is the BSA/AML under:

    USA Patriot Act

  • 89

    What is the penalty for sending an unauthorized fax?

    $500 per fax sent

  • 90

    What does MARS stand for:

    The Mortgage Assistance Relief Services Rule

  • 91

    No fees are collected without a ___ from the borrower

    Written Agreement

  • 92

    What does MARS prohibit?

    A negotiator interfering with communication between the borrower and lender & Negotiator telling borrowers to stop paying their mortgage

  • 93

    The lender has how many days after closing to refund the borrower any portion of the charges that exceed the acceptable amount of tolerance levels?

    60 Business days

  • 94

    TILA (Reg Z) was implemented by:

    FRB

  • 95

    Who Administers TILA (Reg Z):

    CFPB

  • 96

    A creditor must respond to a payoff request within how many days?

    7 business days

  • 97

    Who took control of Fannie mae & Freddie Mac in 2008 ?

    Federal Housing Finance Agency (FHFA)

  • 98

    What is the Appraisal Recertification called?

    Form 442

  • 99

    A borrowers repayment history on previous mortgages & rent must be verified for how long?

    12 months

  • 100

    Who enforces ECOA (Reg B)?

    CFPB